Access all the documents you need to efficiently manage your brokerage account: open an account, transfer funds, designate a beneficiary, revoke a power of attorney and more.
Please note that forms signed electronically using Adobe software are not accepted.
| Name | Form |
Brokerage Account Application
|
Open an account |
Designation and Change of Beneficiary (Canada except Quebec) RRSP, RRIF, TFSA
|
12724 |
| Family RESP |
16465 |
| Application – Self-Directed Disability Savings Plan |
Call us at |
| Designation of a Registered Disability Savings Plan as a Specified Disability Savings Plan (SDSP) |
29697 |
| Schedule to CRS-FATCA Self-Certification |
31038 |
| Cancellation of Account Transfer |
28068 |
| Name | Form |
| Brokerage Account Application Form - Special Accounts | 17442 |
| Declaration of Transmission by Death | 10010 |
| Verification of Identity | 19447 |
| Guarantee | 13621 |
| CRS-FATCA Self-Certification for Entities | 29666 |
| Declaration of Eligibility – Individual, Corporation or Trust (NR301) | 28855 |
| Limitation on Benefits Treaty Statement | 0408 |
| Identification Form |
27277 |
| Delegation of Powers |
28345 |
| Withholding Statement |
19291 |
| Name | Form |
| Transfer Authorization for Non-Registered Account (Cash or Margin Account) |
30052 |
| Transfer Authorization for Registered Account (RRSP, RRIF, TFSA, LIRA, LRSP, RLSP, LIF, LRIF, RLIF, FHSA) | T2033 |
| Direct Transfer of a Single Amount (DPSP or RPP) |
T2151 |
| Transfer of Securities to a Third Party |
26445 |
| Model Letter for Money Transfer or Donation of Non-Publicly Traded Securities |
27632 |
| Security Donation at National Bank Direct Brokerage |
25035 |
| Cancellation of Account Transfert | 28068 |
| Name | Form | |
| RESP | Family RESP - Beneficiary Designation Form |
16465 |
| RESP Transfer Form |
SDE0100 |
|
| Quebec Education Savings Incentive – Transfer Between Registered Education Savings Plans (RESP) |
TP-1029.8.IQ |
|
| Rollover from a Registered Education Savings Plan to a Registered Disability Savings Plan |
RC435 |
|
| Application: Basic and Additional Canada Education Savings Grant (CESG) and Canada Learning Bond (CLB) |
SDE 0093 |
|
| Annex A – Additional Beneficiaries |
SDE 0093-A |
|
| Annex B – Primary Caregiver and/or Custodial Parent/Legal Guardian |
SDE 0093-B |
|
| Annex D – British Columbia Training and Education Savings Grant (BCTESG) |
SDE 0093-D | |
| RDSP | Annex A – Joint Holder |
EMP5609 |
| Annex B – Primary Caregiver |
EMP5610 |
|
| Registered Disability Savings Plan (2 forms required): Transfer and Holder Consent |
EMP5611 and EMP5612 |
|
| HBP | Home Buyers' Plan (HBP) - Request to Withdraw Funds from an RRSP |
T1036 |
| FHSA | Request to Make a Qualifying Withdrawal from your FHSA |
RC725 |
| FHSA Application Form |
32162 |
| Name | Form |
| Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities) |
W-8 BEN E |
| Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals) |
W-8 BEN |
| Certificate of Foreign Intermediary |
W8-IMY |
| Witholding Statement |
19291 |
| Request for Taxpayer Identification Number and Certification (IRS) |
W-9 |
| Certificate of Foreign Government or Other Foreign Organization for United States Tax Withholding and Reporting | W8-EXP |
| Name | Form |
| Options Trading Request |
30293 |
| Power of Attorney |
13768 and 19447 |
| Authorization to communicate with a trusted contact person |
31961 |
| Information on the Agent |
28873 |
| Request to Revoke Agent |
28066 |
| Delegation of Powers |
28345 |
| Accounts Used By or For the Benefit of a Third Party |
17333 |
| Book Value Adjustment |
27740 |
| Spouse's Consent to Transfer Locked-in Pension Funds to a Life Income Fund (Newfoundland and Labrador) |
31264 |
| Additional Terms and Conditions for U.S. Dollar Registered Accounts |
29170 |
