Help centre

What criteria are required to qualify as a securities professional?  

You are considered a Securities Professional (SPP) if you are employed by a firm that is a member of the Canadian Investment Regulatory Organization (CIRO)

In addition, any person living in the same household as a SPP is also considered a SPP, including spouse, child, parent, and sibling. 

Related questions

Picto of two text bubbles

Our virtual assistant is here to help

Chat with our virtual assistant 24/7 for answers to your questions.